Regulatory Assurance / Compliance Monitoring Senior Analyst

Recruiter
Twenty84
Location
London (Greater)
Posted
05 Dec 2018
Closes
10 Dec 2018
Sector
Legal
Contract Type
Permanent
Hours
Full Time
Undertaking risk based compliance reviews Ensuring that regulatory risk controls are operating effectively Undertaking thematic reviews across areas that have been identified by the risk and control self-assessment process, areas of regulatory focus such as MiFID2 / MAR / Best Execution, areas of regulatory change Reviews tend to cover trading desks, business functions, branches etc You will also be involved in assisting with all aspects of regulatory assurance reviews, such as planning, scoping, reviewing, testing, documenting and reporting. Additionally, you will assist with the annual RCSA process, and with the reporting and metrics for the Regulatory Assurance team. This role will give you a huge amount of exposure across their business. To apply you should have previous experience of regulatory assurance, compliance monitoring, or testing reviews within a banking environment, or you will have an internal audit background with banking experience.

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