Responsibilities Generate compliance and motoring reports. Monitor and investigate breaches. Investigation of client system and controls with respect to conduct and business risk. Perform daily compliance checks in accordance with the agreed plan. Review and approve financial promotions. Requirements Bachelors Degree, business or law preferable. Experience working in a financial services organisation. Previous experience of working in a FCA environment. Must be meticulous. Previous experience in a client facing role. Excellent communication skills. Excellent user of Microsoft Office.