Interim Compliance Monitoring Officer BCPP73185

Recruiter
Blue Octopus Recruitment Limited
Location
Leeds
Posted
25 Oct 2018
Closes
01 Dec 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

Our client is a collaboration of 13 Local Government Pension Funds with a total asset value of £47 billion. They are an FCA regulated investment company managing assets through both internal (direct securities) and external (funds) management with a number of investment vehicles, including an Authorised Contractual Scheme. They started managing financial assets from mid- 2018.

They now have an exciting opportunity for an Interim Compliance Monitoring Officer to assist the Chief Risk Officer in compliance and risk governance, enabling the business to meet its regulatory responsibilities and ensuring that all activities of the business are carried out within the regulatory framework.

In the role you will undertake risk-based compliance monitoring reviews, prepare and, where necessary, lead audits in line with the compliance monitoring plan and maintain an awareness of global regulatory developments with regards to all activities.

Assisting with the preparation of reports to the business Executive, regulated Boards and Audit/Risk and Governance Committees, highlighting any specific high risk areas, management of actions and progress, you will provide technical support and develop the wider compliance monitoring team to maximise added value and efficient use of resources.

With at least 1-2 years’ experience working within a compliance department at an asset management (preferably AIFM), you will be aware and understand FCA and AIFMD. Able to communicate across different departments and with excellent Excel, Word, Share Point and Bloomberg skills, you will have experience of risk-based compliance monitoring.

This is a Blue Octopus Recruitment Ltd vacancy who are operating as an employment agency. Once you have clicked to apply for this vacancy, we will then send you more information on the role including a copy of the application form via email.

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