Compliance Analyst - Customer Onboarding

Alexander Mann Solutions Contingency
31 Oct 2018
11 Nov 2018
Contract Type
Full Time
Alexander Mann Solutions (AMS) is the world’s leading provider of Talent Acquisition and Management Services. We deliver award-winning solutions to over 65 outsourcing clients and consulting services to hundreds more. Our contingent Workforce Solutions (CWS) service acts as an extension of our clients’ recruitment team and provides professional interim and temporary resources.

Our client is a well Known Corporate and Institutional banking organisation with headquarters in Central London and several other global locations; Providing Finance and Risk Solutions as well as Trading and Flow Sales to global financial institutions, investors, counterparties and corporate customers on a day to day basis.

On behalf of this organisation, AMS are looking for a Compliance Analyst - Customer Onboarding for a 3 month contract based in Guildofrd.

Purpose of this role:

Completing activity in relation to the customer on boarding journey. This includes customer due diligence activity utilising AML skills and techniques.

Accountabilities and Responsibilities:

* Complete all onboarding activity including the opening of accounts in a timely manner through use of appropriate systems and engaging with the RM’s and, where required, customers to obtain further information. Ensure customer data is updated as required confirming it is correct to AML standards required
* Upon completion of the above make a decision as to whether The Client should start/continue the relationship with the customer or not and document this appropriately.
* Investigate customer information using a mix of, data providers such as Experian, CIFAS, MarketIQ, public information such as companies house, internet searches etc. and RM and ARM verbatim information to make a decision on the risk of a customer.
* Assess the AML risk of a customer and update this in the systems and undertaking the necessary action, that would have been completed at on-boarding, to bring the AML information up to date.
* Prioritise & proactively manage own workflow to ensure departmental service standards are achieved
* Authority held to sign-off Lower Medium Risk AML Clients or to propose exiting the relationship on grounds of AML concerns.
* Acquire and maintain technical and professional skills at a level adequate to effectively manage AML risk through obtaining / holding relevant qualification and maintaining through CPD activity.

Will consider Grads – Law, economics, IT, Engineering , compliance, Risk, control, finance and business

Ideal experience to have: Compliance, AML, CDD, EDD

Candidates with banking experience, having ICA certificate will be considered

The Candidate:

In order to be successful in this role you will possess all or some of the below criteria:

* Banking / AML , compliance or onboarding experience
* Good communication skills, both oral and written
* To be structured and organised

If you are interested in applying for this position and meet the criteria outlined above, please click the link to apply and speak to one of our sourcing specialists now.

Alexander Mann Solutions, a Recruitment Process Outsourcing Company, may in the delivery of some of its services be deemed to operate as an Employment Agency or an Employment Business

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