Compliance Manager – FCA – Payments Industry

Recruiter
MERJE
Location
Canary Wharf
Posted
01 Nov 2018
Closes
30 Nov 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time

International payment solutions provider based in London

Core responsibilities;

  • Actively promote and embed a positive risk and compliance ethos and culture across the firm
  • Liaise with other members of The Risk & Compliance team as appropriate to ensure policies, materials and training consider any trends identified
  • Review and maintenance of the financial crime framework against AML, Fraud, 4/5AMLD and JMLSG requirements
  • Assist the teams in conducting Sanctions, PEP and Adverse Media screening as appropriate on clients and related parties
  • Where necessary, carry out the analysis of upcoming regulatory changes and the impact on the firm's policies and procedures
  • Assist with the recording, monitoring and reporting of complaints
  • Assist in the assessment of training and competency requirements of employees, and in the development of internal training courses, as required
  • Produce statutory management information or other reports as requested relating to the compliance function within specified timescales
  • Deputise for the Head of Compliance in their absence
  • Responsible for the delivery of a risk-based monitoring plan, the execution of reviews, and related reporting
  • Provide advisory coverage in relation to BAU business, and regulatory projects as required
  • Assist in developing product by product Compliance Risk Assessment
  • Develop, execute and maintain the Compliance Monitoring Plan (“CMP”) ensuring quality execution, effective Management Information ("MI") and results
  • In conjunction with Head of Compliance conduct QA and oversight of other testing conducted by the Compliance Department
  • Working with Management maintain and update as needed the Firms Conduct Risk Programme including framework and MI and Undertaking other ad hoc tasks and projects

The ideal Candidate Profile

  • Prior Compliance monitoring and framework experience in an FCA regulated firm
  • Ability to interact with a variety of stakeholders in a fast paced environment
  • Ability to process complex technical information and understand its implications for, and impact on the business
  • An ability to monitor and review current practices and summarise findings and recommendations
  • Experienced in creating and maintaining work plans
  • Excellent report writing skills
  • Have the ability to think strategically/holistically as well as at a detailed level and have the ability to present management information in a simple and effective way
  • Hold a relevant qualification (ICA / ACAMS) would be preferable

Similar jobs

Similar jobs