Compliance Officer

Recruiter
Cavendish Maine
Location
Cardiff (Caerdydd)
Posted
12 Oct 2018
Closes
18 Oct 2018
Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
Job title: Compliance Officer Location: Cardiff Salary: £25,000 - £30,000 plus bonus plus benefits Sector: Banking/FS Job type: Permanent Job reference: MC/20973 Job Description: Our blue chip banking client, who provide excellent lending and savings products are now looking to appoint a Compliance Officer on a permanent contract. Reporting to the Compliance Manager you will assist with the ongoing regulatory requirements and ensure the continuation of a robust compliance culture. You will help implement an effective training plan, clear processing and reporting procedures and provide ongoing advice and support. Further responsibilities include: Review, update and maintain policies contained within the Compliance Manual. Review any financial promotions or internal procedural changes to ensure full compliance and provide feedback. Provide guidance on complex complaints to ensure TCF principles are maintained. Assist with the coordination of mandatory compliance training. Assist in the delivery of compliance training. Collate, analyse and prepare compliance data for senior management. Report to the Compliance Manager any areas of non-compliance that are identified. The Person: Educated to A-Level or equivalent standard. Previous experience in financial services risk/compliance would be a distinct advantage. Good analytical and investigative skills. Accuracy and attention to detail. Planning and organisational skills. Good IT skills in Microsoft Office. Salary: £25,000 - £30,000 plus bonus plus excellent benefits Contact: Matthew Cooper: Cavendish Maine Recruitment Group Candidate Care: If your application is successful we aim to contact you the same day to discuss the opportunity in more detail. Should you not hear from us within 3 working days please assume your application has been unsuccessful on this occasion. However, please feel free to contact us as we may have other vacancies that would better suit your skills & experience. Also, please do not hesitate to pass Cavendish Maine’s details, or a particular vacancy you’ve seen advertised, onto a colleague/friend as they may benefit from this information and please continue to view our vacancies. Contact: Name – Matt Cooper Telephone – 01275 813031 Email – matthew@cavendishmaine.com Candidate care: By responding to this advert you consent to Cavendish Maine processing the personal data included within this application. If your application is successful we will contact you to discuss the opportunity in more detail, within 48 hours of receiving your application. Should you not hear from us within 3 working days please assume your application has been unsuccessful on this occasion. Please be advised that if unsuccessful for this role we may keep your details in our hold file, during which time you may be contacted for other suitable vacancies. If you do not want us to do this please call us to advise. In the meantime, we would like to thank you for your interest in Cavendish Maine.

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