Compliance Monitoring Associate

Recruiter
Marlin Selection
Location
London (Greater)
Posted
12 Oct 2018
Closes
10 Nov 2018
Sector
Legal
Contract Type
Permanent
Hours
Full Time
You will be responsible for undertaking all aspects of surveillance monitoring; including but not limited to, communication monitoring, trade surveillance, PA dealing and completing ad hoc reviews from the Compliance Monitoring Plan. Duties include: Managing calibration of automated surveillance alerts Where necessary, design and implementation of new surveillance management tools Escalating issues and providing advice on remedial or correct actions Assist in the documentation of procedure, policy and risk assessment in relation to monitoring The successful candidate will have the following: At least 2-3 years relevant experience – from a compliance or trading background Knowledge of Market Abuse Regulation favourable Strong knowledge of exchange rules (LME, ICE, CME, Euronext) Business flow knowledge from execution through to settlement If this is the role for you please apply below or contact Alice at Marlin Selection for more information.

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