Compliance Manager

J2 Recruitment
13 May 2018
12 Jun 2018
Contract Type
Full Time
Job Description

Join an extremely well regarded financial advisory business during an exciting period of growth as Compliance Manager (may consider "Head of Compliance") to manage their compliance processes as the market continues to evolve and the business goes through a period of growth.

Working from their modern office in Central Manchester, the successful Compliance Manager will assume CF10 and CF11 accountability and will act as the face of the business to the regulator whilst establishing, maintaining and monitoring systems of control including policies, procedures and audit arrangements, and ensuring that procedures are tracked and corrective actions are satisfactorily implemented in a timely manner.

Reporting into the Directors, this Compliance Manager vacancy is a crucial role which can really help shape the business from a regulatory perspective over the coming years.

Candidates are expected to come from a Compliance Manager background within an FCA regulated business; specifically with experience of working with investment related products. It's expected that you'll be able to demonstrate excellent communication skills with both internal and external stakeholders and the successful Compliance Manager will be able to work well in a fast-paced environment that offers a huge amount of autonomy.

If you hold a good level of similar experience and would like to be considered for this opportunity, please apply today to be contacted for further information.

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