CASS Risk and Control Officer - Associate Grade
We are currently resourcing for a mid size private client wealth management firm that is in a growth phase of its long history. They are currently on an acquisition path, increasing their market share in the private wealth management industry, combining best of breed controls and practices to deliver a first rate client experience in the wealth management sphere. As part of this development they wish to backfill a position created by internal movement in the firm. The position is a mid level role, reporting into the CF10a and their number 2, who has been with the firm for many years.
Working within Risk and Compliance, you will be tasked with the delivery of risk and control assessments within the CASS space, providing feedback into 1st and 2nd Line of Defence frameworks. You will gather and monitor MI to identify key risk themes in the CASS space, delivering succinct and engaging reports in a quietly confident manner to win the hearths and minds of the business. Effectivly being an advocate for strong governance within the area.
In order to apply you could have come from an audit or legal background (analytical thinking and good report writing skills) or come from a varied and broad wealth management operational background. Knowledge, understanding or risk and control combined with experience within client money and asset segregation also a benefit. The firm wish to highlight that they hire on the basis of capability and acumen, as opposed to number of years in a particulart position.
In return you will gain a rewarding role in an enviable working environment, which is collaborative as much as they allow you a platform to share ideas and self manage where appropriate.