This job has expired

Compliance Manager - Alterntaive Investments

Employer
Investigo Compliance
Location
UK
Salary
Competitive
Closing date
19 Jul 2022

View more

Sector
Education
Contract Type
Permanent
Hours
Full Time
You need to sign in or create an account to save a job.
Responsibilities:
  • Assist with the drafting of policies and procedures
  • Identification, assessment and mitigation of regulatory risks
  • Implementation projects around: MiFID 2, AIFMD, SM&CR and GDPR
  • Implementation of compliance monitoring programme and compliance frameworks

Successful candidates will have:
  • Experience developing the compliance framework for new operating structures as well as conducting regulatory impact assessments
  • Sound knowledge of MiFID, SYSC, APER, COBS, CASS, MAR, INVPRU/BIPRU) and financial promotion rules
  • Experience working for an alternative investment fund manager (preferable)
You need to sign in or create an account to save a job.

Get job alerts

Create a job alert and receive personalised job recommendations straight to your inbox.

Create alert