Compliance Advisory - Private Side - £100k-£120k
- Advising on a broad spectrum of Compliance advisory matters
- Collaborating with global Legal and Compliance function on firm-wide compliance initiatives
- Working closely with personnel in Finance, HR and Legal as well as with investment bankers
- Assisting with Legal related matters in London and Paris offices (subject to experience)
- Overseeing SM&CR regime matters
- Maintenance of Compliance Manuals
- Compliance training - annual, ad hoc and new joiners
- Maintenance of Insider Lists
- FCA related filings
- Assisting with outside business interests and personal dealing
- Assisting with Annual Affirmation of Compliance Campaign
- Assisting with conflicts management and related processes
- Collaborating on GDPR and working with other departments and jurisdictions
- Adhoc Compliance projects
Flexible Hybrid working
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