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Compliance Advisory - Private Side - £100k-£120k

Holmes Search
Closing date
21 Jul 2022

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Contract Type
Full Time
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  • Advising on a broad spectrum of Compliance advisory matters
  • Collaborating with global Legal and Compliance function on firm-wide compliance initiatives
  • Working closely with personnel in Finance, HR and Legal as well as with investment bankers
  • Assisting with Legal related matters in London and Paris offices (subject to experience)
  • Overseeing SM&CR regime matters
  • Maintenance of Compliance Manuals
    • Compliance training - annual, ad hoc and new joiners
    • Maintenance of Insider Lists
    • FCA related filings
    • Assisting with outside business interests and personal dealing
    • Assisting with Annual Affirmation of Compliance Campaign
    • Assisting with conflicts management and related processes
  • Collaborating on GDPR and working with other departments and jurisdictions
  • Adhoc Compliance projects

Flexible Hybrid working
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