This job has expired

Compliance Advisory - Private Side - £100k-£120k

Employer
Holmes Search
Location
UK
Salary
Competitive
Closing date
21 Jul 2022

View more

Sector
Legal
Contract Type
Permanent
Hours
Full Time
You need to sign in or create an account to save a job.
  • Advising on a broad spectrum of Compliance advisory matters
  • Collaborating with global Legal and Compliance function on firm-wide compliance initiatives
  • Working closely with personnel in Finance, HR and Legal as well as with investment bankers
  • Assisting with Legal related matters in London and Paris offices (subject to experience)
  • Overseeing SM&CR regime matters
  • Maintenance of Compliance Manuals
    • Compliance training - annual, ad hoc and new joiners
    • Maintenance of Insider Lists
    • FCA related filings
    • Assisting with outside business interests and personal dealing
    • Assisting with Annual Affirmation of Compliance Campaign
    • Assisting with conflicts management and related processes
  • Collaborating on GDPR and working with other departments and jurisdictions
  • Adhoc Compliance projects

Flexible Hybrid working
You need to sign in or create an account to save a job.

Get job alerts

Create a job alert and receive personalised job recommendations straight to your inbox.

Create alert