Meraki Talent's client is currently looking for a Compliance Analyst to join their Group Compliance function based in London. Our client is a prestigious UK Wealth Management firm which has a diverse range of solutions which meet the investment services needs of HNW and Charity/Corporate clients.
The purpose of this role is to undertake compliance monitoring of the firm's Unit Trust range and to assist with the regulatory development activities.
- Undertake the compliance monitoring plan in conjunction with the Senior Manager - to include daily checks and thematic reviews
- Maintenance of records and audit trails to support compliance activities
- Participate in company projects representing compliance on fund change/launches etc
- Become a super-use on new fund monitoring system which is Charles River (CRIMS)
For this role my client is seeking applications from experienced Compliance professionals with knowledge of the UK Asset Management industry. Technical knowledge of UT and OEIC products is preferred as is background knowledge of other relevant areas such as financial promotions, distribution of product, registration.