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Risk Management Executive

AFH Wealth Management
Closing date
11 Jul 2022

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Contract Type
Full Time
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Are you looking to develop your career and join a fast-growing company that focuses on supporting employee careers with professional development? Then AFH could be right for you!

With over 30 years of experience and more than 200 accredited advisers nationwide, AFH is one of the UK's leading independent financial advisory firms.

Risk Management Executive

We have an exciting opportunity to join our existing Risk team. Whilst experience can be a bonus, we are also looking for those of you who have a hunger for learning and wish to grow with us as a business in our Bromsgrove with remote working. You will join us on a full-time, permanent basis, and in return, you will receive a competitive salary plus a range of benefits.

Key Responsibilities as our Risk Management Executive will include:

To keep abreast of proposed regulatory change within the industry and to support in the formulation of relevant process and policy changes throughout the business, whilst minimising the impact to relevant stakeholders

Participation in the ongoing monitoring of regulated professionals through KPI data analysis and thematic reviews

Participation in regulatory reporting, contractual review, regulatory applications, capital adequacy monitoring and insurance arrangements

Participation in the timely authorisation of promotional content in line with the Firm's Financial Promotions guidance

Preparation and management of external audits and responsibility for the dissemination of audit feedback and ensuring that any remedial action is resolved within recommended timescales.

To provide regulatory support to Group projects offering guidance and proposed solutions following extensive research

To contribute to the maintenance and completion of the annual Compliance Monitoring Programme

What we are looking for in our ideal Risk Management Executive:

Qualified to at least QCA Level 4 Diploma

Strong technological capabilities

Experience within the Financial Services' compliance industry

Experience of working with Financial Advisers

Good interpersonal and organisational management skills

Key Performance Measures:

Adherence to external regulatory deadlines

Operating within an independent framework

Understanding of regulatory rules and principles to a high level

Understanding of all processes and departments across the business

Benefits of working for AFH:

Contributory pension scheme

Bonus scheme

Cash plan health benefit scheme

Competitive and flexible holiday allowance, with buy and sell scheme options

Training and qualifications - We take pride in supporting and paying for our staff to undertake professional qualifications relevant to your jobs role once you have passed your three-month probation

Employee referral bonus scheme - £1,500 bonus

Death in service benefit at 4 x your annual salary

Christmas party and summer events

Loyalty bonus for all staff based on length of service.

Additional holiday days for long service

If you are interested in becoming a part of our growing community as our Risk Management Executive, get in touch and click 'APPLY' today! We would love to hear from you!

Due to our continued success and plans to continue growing as a business, we are keen to discuss opportunities within AFH Wealth Management across a number of our offices. If you are not sure which opportunity would be the most suitable for you, then please do make us aware of your experience and interest in joining AFH by sending your CV to (url removed)
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