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Senior Compliance Manager

ST Resourcing Ltd
Closing date
30 Jun 2022

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Contract Type
Full Time
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ST Resourcing are representing a Compliance Consultancy Firm based in Stockport. They are looking for a Senior Compliance Manager to join their established team in the policy department. Office based role with part home working option. Salary is circa £55/60k plus excellent benefits.

Role overview
  • To take responsibility for, and effectively manage, all regulatory guidance issued by the company, ensuring quality and delivery of content is both timely and of the highest standard
  • To assist other areas of the company as required
  • To promote the company as a premier provider of regulatory support services in all dealings with existing and prospective Client Firms
  • To act as a positive ambassador for the company


To provide timely, informative and practical regulatory guidance to internal colleagues and Client

Firms in relation to all aspects of regulation.

Typical work will include:
  • Scan and scrutinise the regulatory time horizon to ensure internal colleagues and Client Firms are made aware of the nature, implications and practical solutions relating to all regulatory change
  • Effectively delegate tasks to Consultants as required
  • Oversee all compliance manual and wider website content and ensure this is consistent, current and presented professionally
  • Produce regular regulatory bulletins, updates, blogs, eBooks and articles for use with existing and potential Client Firms
  • Scan and identify commercial opportunities within the regulatory change environment
  • Review and revise working practices, systems and procedures as required
  • Chair regular Policy meetings and provide invited attendees with relevant reports, information and updates
  • Build relationships with the FCA, other industry bodies and fellow professional services providers
  • Provide regular reporting to Head of Proposition as and when required.
  • Provide support to Head of Proposition and other Consulting Division Heads as required

Skills required
  • Attention to detail
  • Ability to self-motivate and to manage own workload and diary
  • Ability to interpret changes to regulation and to analyse where a firm's existing procedures and practices require change in order to meet with the current regulatory standards
  • Ability to disseminate regulatory information correctly and communicate this to fellow colleagues and Client Firms in plain English terms along with practical guidance
  • Excellent standard of written & verbal communication
  • Ability to empathise and build strong business relationships
  • Ability to self-motivate in self-learning and the recording of CPD

  • Financial Planning Certificate (or equivalent)
  • Knowledge of UK regulatory framework
  • Diploma in Financial Services (or equivalent)
  • 5 years financial services industry experience, of which 2 years should involve regulatory experience.

Personal Qualities
  • Professional and positive attitude
  • Strong interpersonal skills
  • Strong organisational skills and efficiency
  • Pro-active in their approach to Paradigm and Client Firm work
  • Commercially-minded
  • Presentation skills (at seminars etc)
  • Project management skills
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