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Governance, Compliance & Controls Consultant

Robert Walters
Closing date
30 Jun 2022

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Contract Type
Full Time
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Robert Walters are supporting a leading Financial Services business in the recruitment of two Compliance, Governance & Controls specialists. One a junior position and the other a senior role. The position offers hybrid working, 1-2 days in the office and the rest remote working.

The particular incumbent will have responsibilities covering Third Party Governance (TPG) and is expected to perform the following duties:
  • Understand and assist in achieving unit service objectives and key performance indicators (KPIs)
  • Promote and support a culture of compliance, risk avoidance/mitigation and corporate accountability throughout the organisation
  • Assist in the development of tools, training, policies, and procedures
  • Provide analytical support to the management team regarding metrics, reporting and special projects. Work with counterparts across all business lines to ensure policy/procedure and control standardisation
  • May work with service providers to ensure proper controls are in place
  • Governance and Compliance specific responsibilities: Work with auditors and technical subject matter experts to satisfy internal and external audit requirements and SOX compliance
  • Identify and implement opportunities for automation or efficiency's to improve governance/audit controls within TPG
  • Analyse existing controls to determine which are obsolete or out-of-date. Serve as a subject matter expert for governance and compliance frameworks and regulations within TPG
  • Risk specific responsibilities: Work with technical subject matter experts to identify, mitigate and manage risk
  • Review work flows, hand-offs, process steps and existing policies and procedures; analyse areas for improvement and provide recommendations
  • Identify and monitor non-compliance and escalate when appropriate

If you think the role is of interest please apply directly or send your CV to
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