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Surveillance Platform Development Analyst

Interactive Brokers
Closing date
26 Jun 2022

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Technology & New Media
Contract Type
Full Time
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Interactive Brokers (UK) Limited is looking for a Surveillance Platform Development Analyst in its Compliance department to support the ongoing development and optimisation of automated detections systems for AML, Trade and Regulatory Surveillance (TS) functions across Interactive Brokers' pan-European operations. This role will also focus on performing risk assessments and executing the model governance framework. The Surveillance Platform Management Analyst will be an integral member of the Compliance Team, reporting directly to the Head of Surveillance Platform Management. This is an outstanding opportunity to gain exposure to, and make an impact on, a fast-paced operating environment with a high exposure to financial crime and market abuse risks, using proprietary built surveillance systems and tools.

• Support the Head of Surveillance Platform Management in driving improvements to automated detections systems and tools for AML, Trade and Regulatory Surveillance (TS) functions
• Provide training to relevant Compliance teams on new or amended detection systems or tools
• User Acceptance Testing (UAT) of proposed developments to determine impact as required
• Document current processes, including business specifications and testing/tuning requirements of the reports
• Enhance and coordinate implementation of model governance framework
• Understand and enhance technical and functional aspects of the model, including model assumptions, conceptual soundness, mathematical formulation, model calibration, and model performance
• Maintain project trackers and actions plans, including interacting with internal teams to ensure that deliverables are executed in a timely manner
• Provide support in addressing technical needs from the relevant stakeholders
• Prepare presentations on KPIs and other relevant management information
• Provide comprehensive analytical support to all relevant stakeholders by performing qualitative and quantitative analysis of data

• High degree of comfort with technology, and understanding how it is applied to business and regulatory problems
• Bachelor's or master's degree in business related field, preferably with a strong quantitative component.
• Ability to work with data to perform statistical analysis
• Working knowledge of regulatory requirements related to development and maintenance of surveillance reports
• Working knowledge of abusive trading or AML typologies
• Excellent communication, organisational, and project management skills
• Ability to work independently and to multi-task with minimal supervision
• Knowledge of SQL and relational databases design
• Python or programming experience
Company Overview
Interactive Brokers ("IBKR"), a subsidiary of publicly-traded Interactive Brokers Group, Inc., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR's premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.

Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.

Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Russia, Singapore, Switzerland and United Kingdom.

IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.

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