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Private Equity Compliance

Employer
Badenoch + Clark
Location
UK
Salary
Competitive
Closing date
26 Jun 2022

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Sector
Legal
Contract Type
Permanent
Hours
Full Time
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Key Responsibilities:
Dubai:
* Support the Dubai MLRO with the implementation of the Firm's anti money "AML", procedures, systems and controls and day to day oversight of its compliance with the AML Rules and any relevant anti money laundering legislation applicable in the DIFC.
Europe:
* Ensure that the monitoring programme is carried out on a timely basis
* Assist in planning and implementing changes to monitoring, the department's general work and changes across the wider business to ensure that the firm continues to meet the requirements of new regulations
* Conduct annual compliance reviews
* Coordinate mock audits with compliance consultants as and when required
* Provide written reports to various boards / committees / senior management and stakeholders
* Utilising and demonstrating your regulatory knowledge and experience by providing proactive interpretation and guidance in regards to compliance issues affecting the business
* Work alongside the business in advising on regulatory matters, providing guidance on regulatory frameworks and assisting the business with management of compliance risks
* Work closely with IR team to ensure compliance with all relevant statutes and regulations
* Ensure compliance with all relevant overseas regulations
* Produce and deliver training on key policies and procedures
* Ensure procedures are kept up to date
* Managing conflicts and escalation process
* Administrating quarterly and annual certifications
Qualifications:
* 5+ experience in a compliance role in a financial services, private equity or qualified regulatory lawyer with 1-2 PQE with substantial knowledge of European regulations and the day-to-day compliance affairs of private funds
* An undergraduate degree is required and legal qualification is preferred
* Demonstrated ability to write effectively
* Superior organisational skills
* Strong communication skills
* Sound knowledge of DFSA & FCA rules and regulations and ability to apply those to the business
* Candidate with experience within the Banking/Capital Markets compliance department is preferable
Permanent
Compliance
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