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Compliance Coordinator

Focus Resourcing
Closing date
22 May 2022

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Contract Type
Full Time
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Compliance Coordinator

An exciting new opportunity to join the team as a Compliance Coordinator to support in the delivery of the compliance monitoring programme and work with business areas to encourage a strong risk-based culture.
  • Location: Bracknell
  • Salary: Dependent on experience
  • Working Hours: Monday - Friday, 9AM - 5:30PM
  • Job Type: Permanent

As the Compliance Coordinator, you will be responsible for:
  • Responsible for actioning the firm's compliance monitoring plan
  • Responsible for highlighting unknown compliance issues to the Head of Compliance
  • Support the ongoing development of the firm's compliance monitoring plan
  • Produce regular compliance reports and management information that will be used by the business to
  • Monitor performance against compliance risk appetite
  • Support collation of documentation for any internal/external audits or reviews undertaken
  • Responsible for closing any outstanding actions from regular monitoring, thematic reviews, and Internal Audit findings

The successful candidate, will have the following related skills / experience:
  • 2-3 years' experience of working in an FCA regulated business
  • Experience of working in the mortgage industry is desirable
  • Have a broad understanding of the key concepts of risk management
  • Can understand and convey information clearly in verbal and written forms
  • Ability to provide challenge in a constructive and positive manner
  • Able to manage multiple tasks concurrently, prioritise appropriately and manage stakeholders
  • Have a strong team working ethic
  • Have a proactive, 'can-do', outlook and be able to work under own initiative
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