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Compliance Manager

CBC Resourcing Solutions
Closing date
1 Jun 2022

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Contract Type
Full Time
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Compliance Manager


To £60,000 plus bonus and benefits

Our client is a highly respected vendor and equipment finance company who operate across a broad range of assets and due to growth are looking to recruit a Compliance Officer.

The successful candidate will

* Liaise with HR on the allocation of on-line compliance training

* Coordinate projects that relate to new regulatory rules

* Update & write internal compliance policies & procedures and take full responsibility for these areas as allocated by the Head of Compliance

* Review and summarise regulatory updates

* Assist with training sessions for sales teams and wider business in relation to Culture and Conduct, Senior Managers and Certification Regime (SMCR) and any other training required to be given by Compliance team.

* Maintain the introducer spreadsheet ensuring all introducers have relevant FCA permissions for regulated activities

* Ensure applicable introducers are set up correctly on Alfa system (e.g. set up to be able to introduce regulated business)

In the first instance please send your CV in confidence to Lucy Davies
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