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Compliance - Law Firm

Ideal Personnel and Recruitment Solutions
Closing date
30 Jan 2022
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Our client operates within legal services and has Compliance vacancy, reporting to the Management Committee and Senior Management team, this role will have day to day responsibility for all compliance matters.

Key Duties include:

Ensure the firm is compliant with all regulatory requirements by:
  • Managing all aspects of firm compliance (SRA, Lexcel, GDPR, Health & Safety, Anti Money Laundering)
  • Review and draft policies against relevant regulation
  • Design and perform regular monitoring and auditing
  • Provide audit reports
  • Report on compliance and quality matters, risks, make and implement appropriate recommendations
  • Provide advice, training and support to the firm on all compliance matters
  • Assisting in claims and complaints handling, maintaining registers complete third party due diligence checks
  • Undertake regulatory risk assessments

Skills Required:
  • Sound knowledge and experience of working in Compliance within a regulated sector, ideally legal
  • Excellent attention to detail
  • Accurate
  • Excellent organisation skills
  • Effective communication skills
  • Able to work on own initiative
  • Able to work under pressure to set deadlines

Due to the large number of responses we receive it is not always possible to respond to every application. We will only contact those candidates short-listed for this role. If you have not heard from us within 7 days please assume you have been unsuccessful on this occasion. If you wish to apply for further roles please do so. We will retain your details on file and contact you should a suitable vacancy become available.
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