Compliance Manager
- Employer
- Rutherford Briant
- Location
- UK
- Salary
- Competitive
- Closing date
- 28 Jan 2022
View more
- Sector
- Accountancy
- Contract Type
- Permanent
- Hours
- Full Time
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Rutherford Briant are exclusively recruiting for a Compliance Manager to join a fantastic business based in Harlow who are looking for someone to add to their team on a full time, permanent basis.
Key duties will include -
The ideal candidate will have previous experience in a similar role and have an understanding of both the practical and technical requirements of the FCA, ICO and any other relevant regulatory and trade bodies.
Key duties will include -
- Liaison with clients to ensure appropriate compliance framework and evidence of required outcomes.
- Create, maintain and provide training on policies and procedures in line with regulatory design and market changes.
- Design and implement control measures to manage compliant activity and mitigate risk
- Provide independent and objective assurance on adherence to regulatory standards and the effectiveness of controls in place
- Support the business by reviewing and issuing contractual documentation and terms of business
- To support and manage operational requirements relating to data protection
- Deliver assurance on compliance and conduct to the Board and Shareholders
The ideal candidate will have previous experience in a similar role and have an understanding of both the practical and technical requirements of the FCA, ICO and any other relevant regulatory and trade bodies.
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