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Compliance Manager

Rutherford Briant
Closing date
28 Jan 2022

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Contract Type
Full Time
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Rutherford Briant are exclusively recruiting for a Compliance Manager to join a fantastic business based in Harlow who are looking for someone to add to their team on a full time, permanent basis.

Key duties will include -
  • Liaison with clients to ensure appropriate compliance framework and evidence of required outcomes.
  • Create, maintain and provide training on policies and procedures in line with regulatory design and market changes.
  • Design and implement control measures to manage compliant activity and mitigate risk
  • Provide independent and objective assurance on adherence to regulatory standards and the effectiveness of controls in place
  • Support the business by reviewing and issuing contractual documentation and terms of business
  • To support and manage operational requirements relating to data protection
  • Deliver assurance on compliance and conduct to the Board and Shareholders

The ideal candidate will have previous experience in a similar role and have an understanding of both the practical and technical requirements of the FCA, ICO and any other relevant regulatory and trade bodies.
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