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Compliance Manager

CLARC Recruitment
Closing date
27 Dec 2021

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Contract Type
Full Time
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Our client, an award winning financial services firm are looking to hire a Compliance Manager to play a key role in all aspects of the businesses compliance activities.

Main Responsibilities:

  • Responsible for reviewing the Compliance Monitoring Plan to ensure full compliance with legislation and regulations
  • Alerting Head of Compliance of expected breaches of policies, legislation's and regulations at an early stage
  • Development and maintenance of policies and procedures
  • Responding promptly to requests for advice and information
  • Providing compliance support
  • Preparing reports as required, including board, executive or other committee reports
  • Consulting on compliance matters relating to new business development initiatives
  • Prepare Suspicious Activity Reports
  • Deal with BAU technical queries from the team on regulatory requirements in respect to the regulated activities

Job Requirements:

  • At least 5 years of relevant experience in compliance and AML to ensure a good understanding and knowledge of current industry and FCA Handbook legislation, regulation and practices
  • Good understanding and knowledge of current Compliance and AML within financial service
  • Experience of executing a Compliance Monitoring Program

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.
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