Duties will include:
- Advising thre business around Capital Markets Transactions and New Products from a Compliance and Reg perspective
- Management and Implementation of Regualtory Change
- Management of 2 staff
- Liaison with Regulators and Heads of Business
- Front Office Training
We are keen to hear from candidates with Strong Private Wealth Compliance Advisory experience that would be prepared to work or are located in/near LUX or Frankfurt.