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Compliance Manager

AJ Fox Compliance
Closing date
8 Dec 2021

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Contract Type
Full Time
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We are currently recruiting for a Compliance Manager to work at a Legal 500 law firm. This role will assist the Head of Risk & Compliance with regulatory compliance, working across the firm to ensure compliance with all legal requirements, including AML, Modern Slavery, SRA Code of Conduct, and Tax Evasion.

The responsibilities of this role will include:
  • Provide support to the entire firm in relation to all risk and compliance matters
  • Remain up to date on all legal and regulatory developments, review the firm's policies and procedures and implement relevant changes
  • Maintain the firm's terms of business and engagement letters
  • Design and deliver compliance training firm-wide
  • Support the AML Manager
  • Support the Complaints management function
  • Review complaints management information
  • Senior support for managing conflicts, client onboarding and financial crime
  • Ad hoc tasks to assist others in the Risk team

Please submit your CV to be considered and a member of our team will be in touch to discuss this with you. Thank you.
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