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File Checker - Compliance - National IFA - London/Flexible home working

MB Fitzgerald
Closing date
4 Dec 2021

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Technology & New Media
Contract Type
Full Time
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MB Fitzgerald Recruitment are currently working with a National IFA business to recruit an experienced File Checker (Business Quality Consultant) in their London office. This role can be based from anywhere in the UK and is totally home based.

This company are true market leaders and are in a position of strength and in the middle of an exciting period of growth. They have offices right across the UK although their London office is one of their busiest and most important hubs.

The role will be to monitor the activities of the company's Financial Planning team by undertaking desk based monitoring and risk analysis. You must also use key control metrics and business MI to identify risk and recommend the required actions, including any training that should be delivered, new processes implemented or controls that need improving.

Candidates will ideally come from a Compliance/ Risk background within the Wealth management / Financial Planning sector and will have file checking experience. You should be Diploma qualified (or very close to achieving) and have a minimum of 3 years experience of working in the sector, as a good understanding of Financial Planning is essential.

This is a fantastic opportunity to join one of the UK's leading Financial Services Organisations who can offer a very rewarding package as well as future career opportunities.
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