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Compliance Assistant

Synchronicity Group
Closing date
8 Dec 2021

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Contract Type
Full Time
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A regulatory hosting platform is seeking a Compliance Assistant to join their team. The firm hosts companies (Appointed Representatives), mainly in the asset management/funds space, to allow them to perform regulated activities in the UK.

Responsibilities include:

- Assisting with compliance oversight of the AR's on the platform

- Conducting due diligence on relevant individuals, conducting background screening checks

- Assisting with moniroing reviews

- Liaising with the regulator and service providers

- Assisting with the implementation of policies and procedures

- Assisting with maintainence and update of training materials

- Providing general admin support where required

Required skills/experience

- 1-2 years compliance experience gained within asset management/hedge funds.

- Degree educated

- Excellent analytical and communication skills

- A self starter with the ability to multi-task

The role is London based and does offer flexibility to work from home according to business needs in any given week.
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