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Compliance Manager

Employer
European Depositary Bank SA
Location
UK
Salary
Competitive
Closing date
4 Dec 2021

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Sector
Accountancy
Contract Type
Permanent
Hours
Full Time
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We are currently looking for a Compliance Manager to join the Compliance department within our bank. The role will be based in London and will provide compliance support to EDB's Digital Bank and the, support the EDB London Branch, plus play a role within the EDB Compliance team as well as the wider London Compliance Department,

If you want to be part of our multidisciplinary team and are interested in this excellent opportunity, please apply for this role.

Role & Key Responsibilities;
  • Support the Head of Digital Banking and the digital leadership team with a pro-active compliance advisory service. This should cover both day-to-day and broader strategic compliance matters
  • Provide interpretation, guidance and thought leadership on all regulatory matters relating to Digital Banking.
  • Lead and represent Compliance at workstreams and projects for the digital banking proposition e.g., MiFID II, PSD 2, AML, etc., providing professional objective advice and insights to industry best practice
  • Ensure that the digital banking proposition remains compliant with regulations across multiple jurisdictions, particularly in Luxembourg where the bank is licensed
  • Design and implement a regular programme of control testing, reporting and training, to ensure compliance is being achieved. Ensure that this programme fits seamlessly within the overall Compliance Department's monitoring framework
  • Oversee the client classification process under MiFID II guidelines
  • Support the Head of EDB London branch with compliance advisory and monitoring support for depositary and custodian services for authorised funds e.g. UCITS, NURS, PAIFs and AIFs
  • Good understanding of investment borrowing power restrictions and oversight of fund administration services.
  • Overseeing and supporting the team with the development of policies and procedures designed to minimise the risk of regulatory breaches and of damage to the firm's reputation
  • Ensure that possible breaches of regulatory requirements or internal compliance policies and standards are effectively investigated and appropriately resolved
  • Manage communications with the bank's key regulators as they pertain to the portfolio
  • Support the London Branch Head of Compliance and London Branch Manager as required
  • Contribute to the continuous improvement and progression of the wider Compliance department through contribution, leadership and teamwork
  • Ensure that the values of the Compliance Department are upheld to the highest standards, while building value-adding relationships with key stakeholders
  • Maximize efficiencies and opportunities within the three lines of defence model, ensuring that overall risk management practices across the bank are optimized


Skills Required;
  • University degree, e.g., business administration/ economics/ law or comparable courses
  • Relevant professional experience within compliance management in the financial services industry (ideally over 7 years). Preference given to banking experience
  • Excellent knowledge of the European Regulatory environment and ideally experience of working with the Luxembourgish Regulator, the CSSF
  • Excellent knowledge of global AML, CTF and KYC rules and regulations
  • English Fluency with a preference for additional French and/or German skills
  • Good working knowledge of compliance and risk management tools (GRC), plus very good Microsoft Office skills
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