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Compliance & Legal Assistant

May & Stephens
Closing date
29 Oct 2021

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Salary Band
Contract Type
Full Time
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Our client, an established and highly regarded finance broker with a global profile, is seeking a Compliance & Legal Assistant. This is a busy and wide-ranging role, supporting the Head of Compliance and ensuring that the Compliance & Legal Department runs as smoothly as possible.

Currently this is a hybrid role. Working hours are 8.30-5.30.

Amongst the responsibilities of the Compliance & Legal Assistant will be:
  • Preparing and proofreading documentation
  • Liaising with other global offices
  • Making filings to Companies House
  • Undertaking legal research
  • Preparing board packs, minuting board meetings, and circulating board resolutions
  • Undertaking KYC checks
  • Preparing presentations
  • Some drafting and negotiation of contracts

Compliance & Legal Assistant - what we're looking for:
  • A minimum of 12 months' experience working within a Legal/Compliance department within a Financial Services organisation
  • Ideally a graduate in Law or a related subject, or possessing similar level of qualification
  • A passion for legal and regulatory work
  • The ability to manage a varied workload in a deadline driven environment
  • Excellent MS Office skills
  • A team player who can also work autonomously

Compliance & Legal Assistant - what's in it for you?

The chance to work as part of a close-knit team within an international company, in a role which offers you plenty of opportunity to develop your skills
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