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Compliance Manager

Employer
Broadgate Search
Location
UK
Salary
Competitive
Closing date
29 Oct 2021

View more

Sector
Legal
Salary Band
Competitive
Contract Type
Permanent
Hours
Full Time
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New Role

Compliance Manager

Fintech

Flexible working-Manchester

The Compliance Manager will play a key role in ensuring the company continues to meet a range of regulatory and legal requirements, this will be done by conducting regular reviews and ensuring activities complies with regulatory obligations.

Key Responsibilities:
  • Maintain oversight on high-risk processes throughout the business (safeguarding, AML, payment data security)
  • Management of data protection matters, escalating where appropriate to the DPO
  • Track and monitor agreed compliance actions due to be completed by other business areas.
  • Respond to routine queries from internal stakeholders on matters which a compliance view or approval is needed


Essential Requirements:
  • Significant knowledge and experience of regulatory compliance, specifically PSRs, MLRs and Data Protection legislation
  • Ability to work without day-to-day supervision
  • Excellent verbal and written communication skills, and to confidently advise senior stakeholders
  • Be able to adapt to and embrace change within a dynamic business and regulatory environment.
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