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Director & VP - Conflicts & Business Selection 1LOD

Employer
Ink Recruitment
Location
UK
Salary
Competitive
Closing date
2 Nov 2021

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Sector
Accountancy
Salary Band
Annual, £100,000 or more
Contract Type
Permanent
Hours
Full Time
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  • Act as the main point of contact to 1 LOD across the bank with regards to Conflict advice, with a strong focus around Capital Markets/ECM, DCM and M&A
  • Review of all new business/transactions to ensure Conflicts/Potential Conflicts are identified and actioned accordingly
  • Working with Senior Management and support teams in the 2nd line to ensure conflict policies are adhered to, and coordinate exceptions
  • Reviewing transactions to identify business opportunities
  • Detailed Reporting to Senior Management regarding new business, transactions and conflicts
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