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Compliance Analyst - Wealth Management

Employer
MCGREGOR BOYALL ASSOCIATES LIMITED
Location
UK
Salary
Competitive
Closing date
17 Oct 2021

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Sector
Technology & New Media
Contract Type
Permanent
Hours
Full Time
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Compliance Analyst for a AIM-listed wealth management group with international offices. Hybrid working options availble.

Opportunity:

* Maintain and update a full suite of compliance policies and manual

* Ensuring policies are fit for purpose, understood, and followed.

* Management of Companies House filings, FCA registrations, authorisations, and regulatory returns.

* Maintenance of the company errors and breaches log.

* Manage the effective maintenance o...
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