This job has expired

Compliance Officer (Asset Manager)

Closing date
2 Nov 2021

View more

Contract Type
You need to sign in or create an account to save a job.
Key responsibilities include:
  • Assist the Compliance Manager with providing consultative compliance support and advice to a number of areas across the firm
  • Serves as contact point for Global Distribution teams (Relationship Management, Consultant Relations, Marketing, Client Account Services) for questions related to regulatory matters.
  • Assist the Compliance Managers and Head of EMEA Compliance in delivering actionable consultative compliance support to the Equity and Fixed Income investment business and support functions
  • Using regulatory knowledge and judgment to provide appropriate resolution to trading issues and providing interpretive
  • Assisting with regulatory reporting for the firm, e.g. GABRIEL/CONNECT

Expertise required:
  • At least 2-4 years of generalist Compliance/Regulatory experience gained within the asset management industry
  • Knowledge of FCA/UK regulatory framework with direct relevant experience
  • Able to work under pressure and produce results without close supervision
  • A team-worker who must be able to build working relationships and interact with a diverse group of internal and external contacts
  • Excellent interpersonal and influencing skills
You need to sign in or create an account to save a job.

Get job alerts

Create a job alert and receive personalised job recommendations straight to your inbox.

Create alert