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Head of Compliance and MLRO - Alternatives Fund

Michael Page
Closing date
20 Oct 2021

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Contract Type
Full Time
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Private Equity House

Job Description
• Generalist compliance experience, including key Regulations/Directives; notably MiFID, SMCR, Money Laundering Regulation, Market Abuse Regime.

• Strong buy-side MiFID knowledge, with a detailed understanding of related regulatory requirements, for example Best Execution; Research Payment Regime.

• Understanding and experience of AML/KYC requirements and JMLSG related to Asset Management in particular.
  • Knowledge of insider dealing related issues and restricted list/wall crossing issues; Advise on MNPI.
• Understanding and experience of UK and relevant international filing obligations for European jurisdictions, including Short Selling Regulation.

• Assist with the implementation/oversight of the Compliance Monitoring Program and Compliance Calendar, including FCA filings, communication monitoring etc.
  • Understanding of Code of Ethics Compliance and experience of implementing or oversight in this area.
• Experience in analysis and implementation of regulatory change.

The Successful Applicant
• The ideal candidate for this role is an individual with relevant compliance experience in alternative investment management, FCA or consulting.

• Alternatives compliance experience desirable.

. Strong communication skills - ability to communicate clearly and concisely, both orally and in writing, particularly with the Front Office.

• Extremely detail oriented, accurate and thorough.

. Self-motivated and able to apply themselves to a broad range of activities including being able to demonstrate past ability to understand and learn new tasks/areas.

. Collaborative; team player who can work well with Legal and Compliance colleagues and other key departments in the firm.

What's on Offer
Excellent Head of Compliance role in Private Equity.

Sumrana Saleem

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Phone number
+44 207 776 5973
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