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Risk & Compliance Executive

Taylor Root
Closing date
25 Oct 2021

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Contract Type
Full Time
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We have a current opportunity for a Risk & Compliance Executive on a permanent basis. The position will be based in London.

The role involves assisting the Risk & Compliance team on legal and insurance claims, assisting with CDD, conflicts investigations and complaints. Tasks also include the management of information barriers.

Responsibilities include:
  • Review conflicts of interest and resolve them as required.
  • Provide advice to the firm regarding conduct and regulatory matters.
  • Investigate and respond to claims and complaints.

The ideal candidate will have strong academics and IT skills with previous experience working in the Risk & Compliance area in a U. law firm. You will have previous experience of the SRA, AML and FCA compliance requirements and process auditing. You will also have some experience of IntApp Conflicts or Intake systems.

For further information about this position please apply.

Please note our advertisements use PQE/salary levels purely as a guide. However we are happy to consider applications from all candidates who are able to demonstrate the skills necessary to fulfil the role.

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