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Front Office Compliance Officer

Closing date
4 Oct 2021

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Front Office Compliance Officer - London with Flexible working - £45-65k + benefits and bonus

If you have experience from a compliance and regulatory role in financial services, Twenty84 wants to hear from you. We are helping a London-based FX trading and payments services provider find a Front Office Compliance Officer, and the full-time role comes with an attractive salary of £45,000 to £65,000 p/a (depending on regulatory experience and seniority).

As a flexible Front Office Compliance Officer, you will perform compliance monitoring and liaison with the front office.

In your first weeks in this regulatory compliance role, you should expect to undertake the following:
  • Build relationships with the front office to enhance their awareness of regulatory obligations and provide them with training
  • Build awareness of the firm's relevant processes and procedures to ensure the front office understands their obligations as the first line of defence
  • Monitor front office activities for conduct and adherence to rules, analyse issues identified, and escalate where necessary
  • Work alongside other members of the Compliance team to develop a robust monitoring and testing plan, making the most effective use of resources

You will also provide MI on surveillance, liaison and training activities and assist with the testing and development of new systems.

To succeed in this Compliance Officer role, you will need sound regulatory knowledge such as MiFID II, MiFIR, PSR & EMIR and previous relevant experience, perhaps in a similar compliance advisory, compliance monitoring, risk control or financial compliance position. You will also need to understand the importance of building good business relationships.

In return for your knowledge and expertise, you will receive a favourable compliance officer salary of £45k-£65k p/a and an excellent benefits package, including life assurance, private healthcare, pension and bonus scheme.

To apply for this full-time Front Office Compliance Analyst job in London, contact Twenty84 today and apply here.
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