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Senior Compliance Officer (Monitoring/Reviews)

Ink Recruitment
Closing date
18 Sep 2021

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Contract Type
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The role holder will be responsible for working in a small and friendly team in the Compliance Department to manage and execute the Annual Monitoring Program and duties will include:
  • Planning, scoping and executing complex thematic reviews
  • Sample testing
  • Updating Risk and Control Frameworks
  • Detailed reporting around regualtory issues arising from reviews
  • Training staff around new regulations/procedures

We are keen to speak to Compliance professionals with Monitoring/Reviews experience from any type of Financial Services background including Banking, Asset Management, Wealth, Broking or Big 4 who are keen to grow their career in an expanding FS business.
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