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Internal Audit - Contract - Financial Services

Alexander Ash Consulting
Closing date
15 Sep 2021

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Contract Type
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Internal Audit Manager / Senior Manager

Competitive Day Rate


My Client are a top tier banking organization who currently have a number of audit's in flight and in planning phase. They are seeking a number of Internal Audit Professionals who have experience auditing one or more the following areas:

  • Front Office / Sales / Trading
  • Capital Markets / Traditional Investment Banking (Leveraged finance , ECM , DCM , M&A)
  • Financial Crime
  • Finance
  • Retail Banking
  • Private Banking
  • Asset Management
  • Commercial Banking

Duties & Responsibilities

  • Work within a team of professional staff or lead entity audits to assess key risks, design and effectiveness of associated controls.
  • Identifying key risk and related controls, and testing controls to ensure design and operating effectiveness
  • Identifying control weaknesses, discussing and agreeing these observations with senior management preparing well drafted audit reports and findings, and presenting these findings to senior management.
  • Participating in the audit planning process, ensuring that audit documentation is prepared promptly and to a high standard


  • Accounting Nullification : (ACA / ACCA / CIMA ACMA Etc)
  • Financial Services Experience
  • Experience auditing one of the areas outlined above
  • Good interpersonal and client handling skills.
  • Ability to take ownership of projects and audits
  • Strong Stakeholder fragment skills
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