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Compliance Monitoring Manager

Meraki Talent Ltd
Closing date
15 Sep 2021

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Job Details

Meraki Talent's client is currently seeking a Regulatory Risk Manager to join their business for a 12 month contract. Our client is one of the UK's most innovative and digitally enabled Savings & Investment firms. In recent times they have worked heavily on their employer proposition and have attracted and retained some of the sector's best talent as a result.

As a Regulatory Risk Manager you will be responsible for leading the monitoring and assurance activity which challenges and reviews the adequacy of the control environment to ensure the correct regulatory and customer outcomes are met.

The role has responsibility for the provision of assurance and monitoring reports which summarise the findings from reviews and which agree on action plans to remediate and areas of concern. You will be working with senior management in the first line to influence their approach to control and driving the resolution of any risk events. The role will also works with OSPs (Outsource Service Providers) which will include attending governance meetings and reviewing their MI to identify potential risks to the business.

For this excellent opportunity my client is seeking applications from talented Risk/Compliance professionals who will ideally bring Monitoring and/or Assurance experience from within Financial Services. The ideal candidate will bring knowledge of Savings & Investments products, but my client is open to strong Compliance Monitoring professionals from any areas of Financial Services. The role is a 1 year fixed term contract to start in Q4. There is the potential for a permanent role for top performers.
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