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Global Market Compliance, Equities, Vice President

Employer
Goldman Sachs
Location
UK
Salary
Competitive
Closing date
9 Aug 2021

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Sector
Accountancy
Contract Type
Permanent
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RESPONSIBILITIES AND QUALIFICATIONS

YOUR IMPACT

You will provide support to the various areas within the Cash Equity sphere which includes Sales and Sales Trading and Trading for the Pan European Shares, Program Trading, Direct Market Access and the Volatility Trading desks.

You will be able to work in a multi-dimensional business that is heavily client focused, and organize their time to deal with real-rime issues as well as delivering on a diverse project workload.

HOW YOU WILL FULFILL YOUR POTENTIAL

Provide real-time compliance advice to business personnel of all levels, with regards to the rules, regulation and internal policies that govern their businesses
Compliance representative for business led projects/initiatives
Developing and updating policies & procedures applicable to the Cash Equity businesses
Help develop and deliver training as part of ongoing Compliance training program tailored to suit the individual requirements of our various businesses, in addition to delivering ad-hoc training as and when required
Coordinate with the broader Global Markets Compliance Team on EMEA initiatives and projects as a representative for Equities Compliance
Assisting with the interpretation and implementation of new rules/regulation
Coordinating responses to ad-hoc regulatory enquiries

SKILLS AND EXPERIENCE WE ARE LOOKING FOR

Degree level or equivalent (not essential if has relevant working experience)
Minimum 5 years relevant experience working in a compliance function preferably within the Equities advisory space
Pro-active, self-motivated, assertive and well organised
Ability to work independently and yet remain a strong team player
Forward looking, focused on streamlining processes and increasing efficiency
Flexible with the ability to multi-task
Proactive approach to problem solving
Demonstrates the ability to resolve conflict, deal with confrontation, and remain calm under pressure
Personable, level headed and able work in harmony with others
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