1st Line of Defence Compliance Business Partner
This is an exciting time to join PIB as we recruit for a 1st Line Compliance Business Partner based from any of our PIB offices across the UK. Reporting into the Head of 1st Line of Defence you will work alongside the assigned business area in Schemes and Affinities to find solutions, resolve issues and deliver actions.
You will be an experienced Compliance Business Partner with a technical and hands on approach. Working in partnership with the business to help support them with their compliance you will be confident in producing documentation and have experience in retail insurance regulation.
Location: Based in Croydon, Surrey (CR0 6SR) our office is located next to East Croydon train station and is accessible by bus, car or train. We are happy to consider other locations for this role as well as some flexible working from home.
Work with the business to drive delivery of activity that supports the business objectives, whilst ensuring adherence to group policies.
Work with 2LoD to ensure advice and guidance is interpreted and implemented in line with group risk appetite
Highlight the priority compliance actions for the business by collating and analysing conduct MI and undertaking trend and root cause analysis.
Ensure the business controls are effective and take action to improve/close gaps where necessary
Sign off financial promotions within the remit of 1LoD
Support the business with the creation of compliant customer documentation, undertake regular reviews of approved material and ensure regulator changes are implemented.
Support and where appropriate own the management of breaches, E&O's and complaints and resolution focussing on root cause and control effectiveness
Ensure regulatory reporting is completed, accurate and submitted in a timely manner
Minimum of 2 years experience working in a risk & compliance role within the general insurance industry
Understanding of the FCA handbook including - ICOBS, PROD, DISP, SYSC
Understanding of Distribution models - AR/IAR/PiP
Experienced in Financial Promotions sign off, Breach & E&O management
Able to build strong stakeholder relationships
Determined - focussed on action and delivery
Attention to detail and accuracy
Full Job Description available on request.
Collaboration is at the heart of everything we do. We believe that working together as one team across the Group is better for our customers, our businesses, and our employees, we offer excellent rates of pay, fantastic benefits and excellent career opportunities.
Our employee's success isn't measured on time spent in the office, so please talk to us about your flexible working needs. We have many sites across the UK, so whether this be working from home, logging on from another office then we would love to hear from you!
PIB Group is an equal opportunities employer, committed to hiring a diverse and inclusive workforce. We do not discriminate on the basis of race, colour, gender, religion, disability, age, sexual orientation or any other characteristic protected by law.
Your application will be treated in the strictest confidence.
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