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Compliance Executive IFA - Wealth Management & DFM

Employer
Davies Resourcing Limited
Location
UK
Salary
Competitive
Closing date
7 Sep 2021

View more

Sector
Accountancy
Contract Type
Permanent
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My client is a well established Wealth Manager and DFM with an ultra high net worth client base in the sports and entertainment sector. Due to expansion an additional compliance officer is sought to support the Head of Compliance and existing team.

You will be responsible for assisting in strengthening the governance and controls across the group.

Providing regulatory advice and guidance to staff

Provide input on regulatory projects

Carry out strategic reviews across...
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