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Compliance Manager

Pearson Whiffin Recruitment Ltd
Closing date
23 Jul 2021

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Job Details


Mid Kent

£Competitive + bens

Pearson Whiffin are currently recruiting for a well-established financial services company based in Mid Kent, who are looking for an experienced and pro-active Regulatory Manager with good experience within Financial Services to join them on a full time, permanent basis.

Duties include:

Supporting the Head for Compliance with ensuring company is up to date with all relevant laws and FCA guidelines
Day to day management of the team
Support and oversee compliance training
Oversee completion of regulatory reporting
Ensuring regular updating of compliance policies and procedures
Oversee reviews and audits
Offering support with any projects
Producing monthly reports
Studying towards completion of CII qualifications
Any other duties as required The successful candidate will have/be:

Previous compliance and regulatory reporting experience from a financial services background is essential
Knowledge of pensions is a distinct advantage
Strong analytical skills with the ability to collate data and report on findings
First rate interpersonal skills
A positive, proactive outlook
The ability to stay calm under pressure
Super organised and methodical
The ability to lead, motivate and inspire!
Meticulous attention to detail

This really is a fantastic opportunity for a passionate Financial Services Compliance professional to make an impact and demonstrate their skills. This company offers great benefits, good opportunities to progress and develop your skills.


This role is being handled by Emily Powell - Head of Business Support for Pearson Whiffin Recruitment
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