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Compliance Officer

Redstone Private Banking Search
Closing date
23 Jun 2021

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Contract Type
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Job Details

Redstone Private Banking Search are leaders in the global provision of search solutions for the international private banking and wealth management markets. With coverage of a wide variety of Private Banks, Boutiques, Family Offices, Wealth Managers, Fund Managers and Investment Houses, Redstone Private Banking can offer tailored search solutions in a changing industry.
Redstone Private Banking Search are currently working with a niche UK private bank looking a compliance officer in London.

Key Responsibilities / Tasks
  • Providing transactional, regulatory guidance and advice to the front office team members
  • Working with colleagues to ensure that compliance procedures are coordinated and implemented properly
  • Assist in developing risk management controls and policy training and implementation
  • Monitor changes in UK regulation and offer team guidance on new and existing business
  • Role reports into the Head of UK compliance
Key Qualifications / Experience
  • Minimum of 5 years' experience in the UK compliance market
  • Exposure to private banking compliance and detailed knowledge of relevant rules and procedures
  • Knowledge of FCA rules and UK private banking regulatory requirements
  • Experience in project management would be ideal
  • Located in London (happy to relocate)
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