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Vice President Investment Compliance

Employer
Selby Jennings
Location
UK
Salary
Competitive
Closing date
24 Jun 2021

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Sector
Accountancy
Contract Type
Permanent
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Job Details

A top tier hedge fund is currently looking for a senior investment compliance candidate to join a growing compliance team

Job Responsibilities
  • Primary compliance coverage of Asia portfolio management and trading, providing compliance advice on handling of confidential information, allocation issues, trading and other compliance related matters
  • Conduct pre-trade and post-trade compliance monitoring
  • Delivered annual compliance training to portfolio management and trading team
  • Oversight of the compliance testing program
  • Handle regulatory filings

Job Requirements
  • A minimum of 10 years of investment / portfolio compliance experience in sizeable asset managers in Hong Kong
  • Sound working knowledge of equity and OTC Derivatives
  • Extensive experience in working with SFC and SEC
  • Fluent in Chinese and English
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