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Compliance Advisor FICC

Barclay Simpson
Closing date
10 May 2021

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Job Details

My client is an Investment banking institution in London.

They are looking for an experienced front office advisory officer from within FICC to provide conduct Advisory coverage for the trading and sales desks.

You will work alongside an experienced team of advisors to ensure that all regulatory standards are adhered to and maintain the bank's risk profile.

You will assess the bank's conduct policy and procedures and support in maintaining it and developing it in line with current and future regulations.

You will assist with maintaining the conduct framework, including MI, reporting, governance, training, and culture.

Key Investment banking regulatory knowledge around MIFID, MAR is crucial.

Product exposure can be across FICC but if you are a strong credit and E-trading experience that would be beneficial.

The salary on offer is at VP level - please contact me for full salary information.

Please contact me for more information and the full job description.
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