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Compliance Monitoring Assistant Manager

Lutine Bell
Closing date
15 May 2021

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Technology & New Media
Contract Type
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Job Details

  • Supporting the business with the development of a risk based regulatory monitoring programme.
  • Develop test plans and documentation in support of monitoring activities.
  • Execute thematic, desk based and surveillance monitoring at agreed frequencies.
  • Complete testing write ups including identification of issues and recommendations.
  • Work with the business to track resolution of recommendations.
  • Development of Management Information (MI) and Reporting for monitoring activities.
  • Adhere to the FCA's Conduct Rules, understanding that they set basic standards of good personal conduct.
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