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Senior Compliance Officer

CLARC Recruitment
Closing date
21 May 2021

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Contract Type
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Job Details

Company Information: A innovative global Commodity Firm is looking to hire a Senior Compliance Manager in their London office to be responsible for all regulatory matters and compliance withing the group whilst managing a small team.

Main Responsibilities
  • Handling regulatory inquires from FCA, CTFC, NFA and other global regulators and exchanges
  • Provide advice to the business on regulatory matters
  • Drafting, implementing and updating firm policies and procedures
  • Carrying out AML monitoring and assisting with the design and development of relevant AML reports
  • Assisting with the development and delivery of compliance training programs

Job Requirements:
  • Degree educated
  • Several years Compliance experience from a Commodities Brokerage or Trading firm with a good knowledge of FCA, NFA & CFTC regulations
  • FINMA experience preferred

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