Assistant Compliance Officer

A well-established Wealth Management firm based in London are looking for an Assistant Compliance Officer to join their Compliance team in a broad Compliance & Financial Crime focused role.

Main Responsibilities:

• Provide general regulatory guidance and advisory services to certain internal business areas.
• Support projects ensuring compliance with regulatory and legislative requirements.
• Review and approve new client on boarding KYC in line with Group standards.
• Review and approve financial promotions.
• Respond to ad-hoc queries and new business initiatives to enable line manager(s) to meet their regulatory requirements.
• Assist with the development and implementation of Compliance and AML procedures.
• Develop and maintain ongoing management information for the Board.

Job Requirements:

• At least 2 years Compliance experience working within a similar Wealth Management or Private Banking business.
• Knowledge of relevant FCA rules, particularly COBS, required.
• Strong Financial Crime knowledge, including JMLSG guidance is essential.
• Excellent interpersonal skills.
• Good communicator, comfortable dealing with all levels of staff.

The CLARC Guarantee - we 100% guarantee that your CV will never be sent to a client without your prior expressed permission so all of your details are totally secure with us.