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Risk Compliance Manager

FIG People
Closing date
2 Mar 2021

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Contract Type
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Job Details

The Company

FIG People are currently working with a fast-growing consumer lender looking to expand their compliance team due to a recent promotion within the department as a result of continued strong growth across the business even despite the impact of the pandemic.

What you'll be doing?

  • Provide accurate advice and guidance regarding compliance with regulatory requirements. Provide constructive challenge to help ensure that regulatory obligations, and risk is taken account of within the operations and projects.
  • Sign-off regulatory training.
  • Review and approve financial promotions and all marketing literature.
  • Review and advise on business change requests.
  • Attend internal Committees on behalf of Compliance as and when required.
  • Identify and analyse emerging Compliance risks and trends. Provide feedback and recommendations to other Compliance and Business colleagues on how to mitigate these risks.
  • Produce Regulatory Gap Analysis's and reports when required.
  • Represent Risk & Compliance within business-driven Group projects.
  • Participate in or lead internal business/governance meetings and represent the Group externally as required.
  • Ensure that any reports required for those meetings are provided in a timely manner and are focused and relevant to the meeting topic.
  • Provide constructive challenge within meetings regarding relevant regulatory requirements.
  • Apply knowledge and experience of risk management practices within Financial Services to take a lead role in enhancing and embedding risk management.
  • Support the business in the operation, analysis, and resolution of risk events/incident management.
  • Co-ordinate the production and delivery of compliance and risk management information and relevant analysis for key stakeholders and committees.
  • Ensure Group Policies and Policy Manuals go through the required governance committees.
  • Ensure FLA returns are submitted on behalf of the business in a timely manner.
  • Work with the senior management team to develop and test robust departmental and organisational Business Continuity Plans (BCP).
  • Design and deliver appropriate risk/ BCP management training and workshops.

About you
  • A minimum of 3 years' experience of working in Risk & Compliance role for an FCA regulated business, or experience of consumer credit in a regulator or professional services role.
  • Experience and knowledge of FCA Regulation & Data Protection Legislation. Specific knowledge of CONC, MCOB, TC, DISP and the Data Protection Act 2018.
  • Experience of Business Continuity Plan management practices within UK financial services in either an industry, regulator or professional services role.
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